UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): October 10, 2023
(Exact name of registrant as specified in its charter)
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(State or other jurisdiction
of incorporation) |
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(Commission
File Number) |
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(IRS Employer
Identification No.) |
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(Address of principal executive offices)
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(Zip code)
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Registrant's telephone number, including area code: 201 520-4000
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
___________________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following
provisions:
Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act
of 1934 (§240.12b-2 of this chapter):
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act. ☐
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Item 5.07.
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Submission of Matters to a Vote of Security Holders.
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Freshpet, Inc. (the “Company”) held its Annual Meeting of Stockholders on October 10, 2023 (the “Annual Meeting”). The Company’s stockholders
considered three proposals at the Annual Meeting, each of which is described in more detail in the Company’s definitive proxy statement filed with the Securities and Exchange Commission on August 31, 2023 (the “Proxy Statement”). The final
results for each proposal presented at the Annual Meeting are set forth below:
(1) Election of Directors. All nominees
were elected to serve on the Board of Directors pursuant to the following votes:
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DIRECTOR
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FOR
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WITHHOLD
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OLU BECK
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41,910,123
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791,440
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WILLIAM B. CYR
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42,294,343
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407,220
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LETA D. PRIEST
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38,908,823
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3,792,740
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DAVID J. WEST
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42,316,136
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385,427
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(2) Ratification of Appointment of Independent
Registered Public Accounting Firm. The appointment of KPMG LLP as the Company’s independent registered public accounting firm for 2023 was ratified with the following votes:
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FOR
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AGAINST
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ABSTAIN
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45,446,010
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178,868
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40,998
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There were no broker non-votes with respect to this matter.
(3) Approval, by Non-Binding Advisory Vote, of
the Compensation of the Company’s Named Executive Officers. The Say-on-Pay advisory proposal to approve executive compensation was approved with the following votes:
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FOR
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AGAINST
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ABSTAIN
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41,159,616
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1,495,303
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46,643
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There were 2,964,313 broker non-votes with respect to this matter.
The terms of a settlement agreement between the Company and JANA Partners, LLC (“JANA”), dated August 21, 2023 terminating the proxy contest between the
Company and JANA and certain of its affiliates, including the anticipated cost to the Company thereof, were disclosed in the Proxy Statement under the heading “Directors, Executive Officers, and Corporate Governance — JANA Agreement”.
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Item 9.01.
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Financial Statements and Exhibits.
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(d) Exhibits.
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Exhibit No.
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Description of Exhibit
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104
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Cover Page Interactive Data File (embedded within the Inline XBRL document)
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its
behalf by the undersigned hereunto duly authorized.
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FRESHPET, INC.
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Date: October 12, 2023
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By:
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/s/ Todd Cunfer
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Name: Todd Cunfer
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Title: Chief Financial Officer
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